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  • Primary Registration
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  • List of Documentary Requirements and Mode of Submission
  • Corporations with Primary Licenses
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  • Issuer of Securities
  • Broker/Dealer(s) In Securities
  • Government Securities Eligible Dealer
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  • Self Regulatory Organization
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  • Other Forms of Financial Statements
  • Legislation
  • Implementing Rules and Regulations
  • Rules
  • Anti-Money Laundering Act
  • Selected Relevant Supreme Court Decisions
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    ADVISORY
    SEC ADVISORY ON ADVANCE FEE SCAMS

    Pinagiingat ang publiko sa mga nagpapanggap na registered Lending o Financing Company na nag-aalok magpautang pero manghihingi muna ng deposito (advance fee) sa borrower.

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    SEC ADVISORY TO ALL AUDIT FIRMS OF SEC REGISTERED COMPANIES

    This is to inform all audit firms of SEC-registered companies in the Philippines that the US Public Company Accounting Oversight Board (PCAOB) announced the settled disciplinary orders sanctioning Navarro Amper & Co. (Firm)

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